FCA Umbrella

Plug-and-play Compliance platform

Capital Systematics provides an FCA umbrella service to help corporate finance advisors, selected fund managers, brokers, wealth managers and others to meet their regulatory obligations quickly and easily.

With years of hands-on experience providing Compliance cover to institutional and professional clients, we offer a complete plug-and-play package, acting as your virtual Compliance office and taking over almost all aspects of Compliance set-up and administration.

Our platform companies are typically new firms founded by experienced investment bankers who have chosen to put their skills to work as entrepreneurs rather than as employees. As corporate finance specialists ourselves, our function is to free dealmakers to do what they do best.

Fintech regulation

Regulators and traditional Compliance consultancies often struggle with novel financial products and technologies. We have the expertise and experience to help new companies understand the regulatory requirements of their businesses. If you are developing novel fintech, regtech, insurtech and other pioneering business models, we are here to help.

For a list of firms currently on our platform, please click here

For information about FCA umbrella services, please contact us:

Capital Systematics Ltd
39 Dover Street
London W1S 4NN
T: 020 7409 4038
E: admin@capsys.co.uk